Alumni Compliance

Alumni Compliance Solutions is a premier compliance consulting firm founded by former Financial Conduct Authority (FCA) officers wanting to utilise our collective knowledge and experience to directly help businesses such as yours navigate the complex, dense, and confusing world of UK financial services regulation.

Our shared experience stems from a wide range of FCA departments from Authorisation, Supervision, Consumer Credit, Payment Services, Asset and Fund Management, Regulatory Reporting, Enforcement and Policy.

This breadth of experience enables us to support a diverse range of firms across multiple sectors, such as: Consumer Credit, Payment Services, and AIFMD Fund Managers and in relation to a number of issues whether that concerns an application for a business seeking FCA authorisation, or post-authorisation support.

We have a focus on providing authorisation assistance to non-financial businesses seeking to obtain and maintain limited permissions for consumer credit activities such as credit broking. If your business is wanting to know how to apply for an FCA consumer credit license, Alumni Compliance can help you obtain FCA approval.

We take a holistic approach to compliance consulting, working closely with our clients to understand their unique goals and challenges. Our method is collaborative, transparent, and results-driven, ensuring tailored solutions that meet specific regulatory needs. We believe in honesty, integrity, transparency and high levels of client service.